Russell Mark Cooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EMET FINANCIAL SERVICES LIMITED

    FRN 773427

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 17 Sep 2024)
  • A C Financial Ltd (no longer approved here)

    FRN 413109

    • CF30 Customer (31 Dec 2012 to 4 Dec 2018)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (1 Nov 2007 to 25 Jan 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 25 Jan 2009)
    • CF1 Director (1 Jan 2005 to 25 Jan 2009)
    • CF3 Chief Executive (1 Jan 2005 to 25 Jan 2009)
    • CF8 Apportionment and Oversight (28 Jun 2004 to 25 Jan 2009)
    • CF11 Money Laundering Reporting (28 Jun 2004 to 9 Feb 2005)
    • CF10 Compliance Oversight (28 Jun 2004 to 8 Mar 2005)
    • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)

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Updates to this individual's record on the FCA register.

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