Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2024)
    • CF30 Customer (since 30 Nov 2023)
    • (14)Employed By (since 30 Nov 2023)
  • Hexagon Wealth Limited (no longer approved here)

    FRN 483403

    • [FCA CF] Functions requiring qualifications (12 Dec 2022 to 2 Jan 2024)
    • [FCA CF] Client dealing (12 Dec 2022 to 2 Jan 2024)
  • EMET FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 773427

    • CF1 Director (AR) (16 Feb 2021 to 6 Jan 2023)
    • CF30 Customer (16 Feb 2021 to 6 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (21 Jan 2021 to 6 Jan 2023)
    • [FCA CF] Client dealing (26 Aug 2020 to 6 Jan 2023)
    • [FCA CF] Functions requiring qualifications (26 Aug 2020 to 6 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.