Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
    • CF30 Customer (9 May 2022 to 12 Aug 2022)
    • [FCA CF] Functions requiring qualifications (27 Jan 2022 to 1 Sep 2022)
    • [FCA CF] Client dealing (27 Jan 2022 to 1 Sep 2022)
  • EMET FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 773427

    • [FCA CF] Functions requiring qualifications (29 Oct 2021 to 29 Dec 2023)
    • [FCA CF] Client dealing (29 Oct 2021 to 29 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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