Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Expert Pensions Advice LLP
FRN 746548
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2024)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
- CF30 Customer (9 May 2022 to 12 Aug 2022)
- [FCA CF] Functions requiring qualifications (27 Jan 2022 to 1 Sep 2022)
- [FCA CF] Client dealing (27 Jan 2022 to 1 Sep 2022)
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- [FCA CF] Functions requiring qualifications (29 Oct 2021 to 29 Dec 2023)
- [FCA CF] Client dealing (29 Oct 2021 to 29 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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