Date authorised
1 April 2013
Companies House
02089815
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401204803500
  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +4401163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Hilmar Cuhls

    IRN MHC01050

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
  • Matthew Robinson

    IRN MXR00644

    • [FCA CF] Significant management (11 Nov 2022 to 31 May 2024)
    • [FCA CF] Material risk taker (11 Nov 2022 to 31 May 2024)
    • [FCA CF] Manager of certification employee (11 Nov 2022 to 21 Feb 2024)
  • Michael John Hemlin

    IRN MJH00023

    • CF1 Director (1 Dec 2001 to 17 May 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2004)
  • Neil Duncan Marsh

    IRN NDM00005

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • Responsible for Insurance Mediation (27 Sep 2006 to 14 Apr 2008)
    • CF11 Money Laundering Reporting (11 Jul 2006 to 5 Oct 2006)
    • CF10 Compliance Oversight (11 Jul 2006 to 5 Oct 2006)
    • CF8 Apportionment and Oversight (2 Jan 2003 to 14 Apr 2008)
    • CF1 Director (1 Dec 2001 to 14 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 29 Jun 2006)
  • Nenette Fiona Scrivener

    IRN NFS01025

    • CF1 Director (5 Oct 2006 to 24 Jul 2009)
  • Nicola Clare Megaw

    IRN NCM01082

    • [FCA CF] Significant management (10 Sep 2021 to 22 Jun 2022)
  • Nigel John Webber

    IRN NJW01096

    • CF2 Non Executive Director (27 Mar 2014 to 1 Feb 2017)
  • Paul Anthony Turtle

    IRN PAT01101

    • CF2 Non Executive Director (14 May 2010 to 25 Jan 2011)
  • Paul David Sheehan

    IRN PXS00597

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 2 Aug 2024)
  • Paul Downing

    IRN PXD01176

    • Responsible for Insurance Distribution (9 Apr 2020 to 31 Jan 2022)
    • SMF1 Chief Executive (9 Apr 2020 to 31 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.