Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF2 Non Executive Director (27 Mar 2014 to 1 Feb 2017)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF29 Significant management (1 Nov 2007 to 5 May 2010)
    • CF8 Apportionment and Oversight (17 Oct 2007 to 31 Oct 2007)
    • CF1 Director (17 Oct 2007 to 13 Dec 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Oct 2007 to 31 Oct 2007)
    • CF3 Chief Executive (17 Oct 2007 to 1 Jan 2010)
    • CF2 Non Executive Director (19 Dec 2002 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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