Neil Duncan Marsh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • Responsible for Insurance Mediation (27 Sep 2006 to 14 Apr 2008)
    • CF10 Compliance Oversight (11 Jul 2006 to 5 Oct 2006)
    • CF11 Money Laundering Reporting (11 Jul 2006 to 5 Oct 2006)
    • CF8 Apportionment and Oversight (2 Jan 2003 to 14 Apr 2008)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 29 Jun 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2006)
    • CF1 Director (1 Dec 2001 to 14 Apr 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.