Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Charles Adams

  IRN PCA01023

  • CF1 Director (AR) (29 Jul 2004 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (29 Jul 2004 to 23 Sep 2005)
• Philip Cooper

  IRN PXC00030

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Philip David Thomas

  IRN PDT00016

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Philip Dickson

  IRN PXD00011

  • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2005)
  • CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
• Philip Duncan Loney

  IRN PDL01017

  • CF1 Director (1 Dec 2001 to 29 Aug 2003)
• Philip Frederick Trotter

  IRN PFT00005

  • CF22 Investment Adviser (Trainee) (9 Jul 2003 to 1 Feb 2004)
• Philip Graham Walton

  IRN PGW00005

  • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
• Philip John Jackson

  IRN PJJ00043

  • CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (19 Dec 2002 to 18 Aug 2003)
  • CF1 Director (AR) (19 Dec 2002 to 31 Oct 2004)
• Philip Kershaw

  IRN PXK01209

  • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 23 Jun 2003)
• Philip Louis Oddy

  IRN PLO01008

  • CF21 Investment Adviser (22 Jan 2003 to 11 Jul 2003)
  • CF22 Investment Adviser (Trainee) (17 May 2002 to 22 Jan 2003)

• Hurst Booker Financial & Mortgage Solutions (no longer appointed)

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• Solutions 4 Partnership Ltd (no longer appointed)

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• The Clear Advice Network Ltd (no longer appointed)

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• West Wales Financial Services Ltd (no longer appointed)

  FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004

• Ideal Financial Planning Limited (no longer appointed)

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• One2One Financial Planning Ltd (no longer appointed)

  FRN 224880 · Appointed 9 May 2003 · Until 31 Oct 2004

• Options & Choices Financial Services Ltd (no longer appointed)

  FRN 224877 · Appointed 9 May 2003 · Until 31 Oct 2004

• Frank Pickles (Insurance Brokers) Ltd (no longer appointed)

  FRN 224850 · Appointed 8 May 2003 · Until 31 Oct 2004

• Integrated Business Analysis Limited (no longer appointed)

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• Jeffries & Partners Limited (no longer appointed)

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No changes recorded yet.