Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • SMF1 Chief Executive (10 Dec 2018 to 30 Jun 2019)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (3 Oct 2011 to 6 Mar 2016)
    • CF1 Director (3 Oct 2011 to 7 Dec 2017)
    • CF8 Apportionment and Oversight (3 Oct 2011 to 29 May 2015)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF3 Chief Executive (12 Apr 2011 to 27 Sep 2011)
    • CF1 Director (12 Apr 2011 to 27 Sep 2011)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF1 Director (17 May 2010 to 27 Sep 2011)
    • CF3 Chief Executive (17 May 2010 to 27 Sep 2011)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF8 Apportionment and Oversight (7 Apr 2010 to 27 Sep 2011)
    • CF3 Chief Executive (7 Apr 2010 to 27 Sep 2011)
    • CF1 Director (21 Jan 2010 to 27 Sep 2011)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF8 Apportionment and Oversight (7 Apr 2010 to 27 Sep 2011)
    • CF3 Chief Executive (7 Apr 2010 to 27 Sep 2011)
    • CF1 Director (21 Jan 2010 to 27 Sep 2011)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • Responsible for Insurance Mediation (27 Apr 2009 to 19 Apr 2010)
    • CF1 Director (4 Mar 2009 to 31 Mar 2010)
    • CF8 Apportionment and Oversight (4 Mar 2009 to 19 Apr 2010)
    • CF3 Chief Executive (4 Mar 2009 to 19 Apr 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 27 Sep 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 27 Sep 2011)
    • CF17 Significant Mgt (Other Business Operations) (11 Jul 2003 to 31 Oct 2007)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • Responsible for Insurance Mediation (9 Feb 2006 to 19 Apr 2010)
    • CF1 Director (11 Jul 2003 to 31 Mar 2010)
    • CF8 Apportionment and Oversight (11 Jul 2003 to 19 Apr 2010)
    • CF3 Chief Executive (11 Jul 2003 to 19 Apr 2010)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • Responsible for Insurance Mediation (27 Jan 2006 to 19 Apr 2010)
    • CF1 Director (14 Jan 2005 to 31 Mar 2010)
    • CF3 Chief Executive (14 Jan 2005 to 19 Apr 2010)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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