Philip Louis Oddy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
    • [FCA CF] Client dealing (since 8 Sep 2020)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (354)Employed By (13 Nov 2019 to 1 Jul 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (26 Jul 2018 to 1 Jul 2020)
  • Birch Financial Solutions Ltd (no longer approved here)

    FRN 574852

    • Employed By (26 Jul 2018 to 1 Jul 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Feb 2008 to 9 Oct 2009)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (22 Jan 2003 to 11 Jul 2003)
    • CF22 Investment Adviser (Trainee) (17 May 2002 to 22 Jan 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (22 Jan 2003 to 11 Jul 2003)
    • CF22 Investment Adviser (Trainee) (17 May 2002 to 22 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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