Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (11 Mar 2011 to 30 Jun 2011)
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- Employed By (11 Mar 2011 to 30 Jun 2011)
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- CF1 Director (AR) (13 Nov 2008 to 28 Feb 2009)
- CF22 Investment Adviser (Trainee) (11 Jul 2007 to 11 Jul 2007)
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- (4)Employed By (11 Jul 2007 to 11 Jul 2007)
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- CF21 Investment Adviser (13 Oct 2005 to 4 Dec 2006)
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- CF22 Investment Adviser (Trainee) (19 Feb 2004 to 30 Sep 2005)
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- CF22 Investment Adviser (Trainee) (9 Jul 2003 to 1 Feb 2004)
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- CF22 Investment Adviser (Trainee) (9 Jul 2003 to 1 Feb 2004)
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- Employed By (9 Jul 2003 to 1 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.