Philip Graham Walton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAMNETT WEALTH MANAGEMENT LIMITED

    FRN 447862

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2020)
    • [FCA CF] Client dealing (since 29 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
  • Village Financial Services Limited (no longer approved here)

    FRN 158309

    • (7)Employed By (28 Jun 2000 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Village Financial Services Limited

  2. controlled function added: (7)Employed By at Village Financial Services Limited