Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Arthur Cope

  IRN DAC00067

  • CF22 Investment Adviser (Trainee) (16 May 2002 to 27 May 2002)
• David Arthur Legg

  IRN DAL00005

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• David Barron

  IRN DXB00123

  • CF7 Sole Trader (AR) (22 May 2002 to 4 Apr 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2005)
• David Braithwaite

  IRN DXB00063

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• David Caffry

  IRN DXC00099

  • CF21 Investment Adviser (20 May 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (16 Apr 2002 to 20 May 2003)
• David Campbell Scott

  IRN DCS01059

  • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2023)
• David Charles Jacobs

  IRN DCJ00002

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
• David Cheeseman

  IRN DRC01159

  • CF1 Director (20 Dec 2007 to 31 Oct 2016)
  • CF28 Systems and controls (1 Nov 2007 to 20 Dec 2007)
  • CF13 Finance (22 May 2007 to 31 Oct 2007)
• David Dumble

  IRN DXD00056

  • CF21 Investment Adviser (11 Sep 2002 to 31 Oct 2004)
  • CF7 Sole Trader (AR) (23 May 2002 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (23 May 2002 to 11 Sep 2002)
• David Earnest Simmonite

  IRN DES01066

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
  • CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)

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• Small Business Services (no longer appointed)

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No changes recorded yet.