Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (25 Sep 2020 to 26 Aug 2021)
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- Employed By (23 Aug 2004 to 5 Jul 2005)
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- CF21 Investment Adviser (20 May 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (16 Apr 2002 to 20 May 2003)
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- CF21 Investment Adviser (20 May 2003 to 31 Dec 2005)
- CF22 Investment Adviser (Trainee) (16 Apr 2002 to 20 May 2003)
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- Employed By (17 Apr 2002 to 31 Dec 2004)
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- (4)Employed By (1 Dec 2001 to 31 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Spire Financial Management Ltd
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controlled function added: (4)Employed By at Spire Financial Management Ltd