David Braithwaite

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Nov 2010)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2006 to 18 Apr 2007)
  • Citrus Financial Management Ltd

    FRN 413291

    • Employed By (since 19 Aug 2010)
    • Employed By (27 Oct 2005 to 17 Oct 2006)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 19 Aug 2010)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (6 Aug 2010 to 10 Feb 2026)
  • Citrus Healthcare Consulting Ltd (no longer approved here)

    FRN 528666

    • Employed By (6 Aug 2010 to 17 Feb 2026)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF1 Director (AR) (27 Oct 2005 to 17 Oct 2006)
  • Hudson (GB) Limited (no longer approved here)

    FRN 220907

    • Employed By (10 Dec 2002 to 31 Aug 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2006)
  • Hudson Financial Services (GB) Limited (no longer approved here)

    FRN 201453

    • Employed By (7 Feb 2001 to 10 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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