Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

  Show 3 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steve Tuck

  IRN SJT00011

  • CF21 Investment Adviser (1 Dec 2003 to 13 Dec 2004)
  • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 1 Dec 2003)
• Steven Burke

  IRN SXB02225

  • Responsible for Insurance Mediation (15 May 2008 to 26 Mar 2009)
  • CF1 Director (15 May 2008 to 15 Sep 2010)
• Steven Burrows

  IRN SXB00064

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Steven Charles Henderson

  IRN SCH00040

  • CF21 Investment Adviser (2 Apr 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 2 Apr 2003)
  • CF7 Sole Trader (AR) (23 Dec 2002 to 31 Oct 2004)
• Steven Charles Witham

  IRN SCW00018

  • CF22 Investment Adviser (Trainee) (27 Mar 2003 to 12 Aug 2003)
• Steven Gordon

  IRN SXG84031

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2026)
• Steven John Pearson

  IRN SJP00053

  • CF21 Investment Adviser (12 Feb 2004 to 18 Oct 2004)
  • CF4 Partner (AR) (12 Feb 2004 to 18 Oct 2004)
• Steven John Pine

  IRN SJP00009

  • CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Steven Lally

  IRN SXL00062

  • CF21 Investment Adviser (5 Jun 2003 to 11 Aug 2005)
  • CF4 Partner (AR) (29 Nov 2002 to 11 Aug 2005)
  • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 5 Jun 2003)
• Steven Ludwick William Wood

  IRN SLW00014

  • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (23 Jun 2003 to 26 Nov 2003)

• M Byrne Insurance (no longer appointed)

  FRN 401409 · Appointed 15 Jun 2004 · Until 31 Oct 2004

• Case (UK) Corporation Ltd (no longer appointed)

  FRN 401336 · Appointed 10 Jun 2004 · Until 31 Oct 2004

• Parklane Mortgage & Financial Exchange (no longer appointed)

  FRN 401208 · Appointed 3 Jun 2004 · Until 31 Oct 2004

• Alan Bell Mortgages Ltd (no longer appointed)

  FRN 401092 · Appointed 26 May 2004 · Until 31 Oct 2004

• J.J. Collins Financial Services (no longer appointed)

  FRN 401071 · Appointed 25 May 2004 · Until 31 Oct 2004

• Tony Walker Financial Planning Services (no longer appointed)

  FRN 401070 · Appointed 25 May 2004 · Until 31 Oct 2004

• Martin Currington Estate Agents (no longer appointed)

  FRN 401003 · Appointed 20 May 2004 · Until 31 Oct 2004

• Donohue Financial Planning Limited (no longer appointed)

  FRN 231998 · Appointed 2 Mar 2004 · Until 31 Oct 2004

• Elliots Financial Services (no longer appointed)

  FRN 231916 · Appointed 27 Feb 2004 · Until 31 Oct 2004

• Axa Sun Life Direct Ltd (no longer appointed)

  FRN 151628 · Appointed 25 Feb 2004 · Until 31 Oct 2004

No changes recorded yet.