Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (2 Jan 2007 to 30 Sep 2009)
- CF1 Director (2 Jan 2007 to 30 Sep 2009)
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- Employed By (5 Oct 2005 to 24 Feb 2009)
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- CF22 Investment Adviser (Trainee) (27 Mar 2003 to 12 Aug 2003)
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- CF22 Investment Adviser (Trainee) (27 Mar 2003 to 12 Aug 2003)
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- Employed By (27 Mar 2003 to 12 Aug 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.