Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Oct 2015)
    • (2)Employed By (since 26 Oct 2015)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF22 Investment Adviser (Trainee) (3 Mar 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (31 Oct 2004 to 23 Oct 2015)
  • Jeffries Associates LLP (no longer approved here)

    FRN 409353

    • (4)Employed By (31 Oct 2004 to 19 Jul 2010)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2003 to 13 Dec 2004)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 1 Dec 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2003 to 13 Dec 2004)
    • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 1 Dec 2003)
  • Jeffries Financial Services (no longer approved here)

    FRN 207601

    • Employed By (23 Apr 2003 to 13 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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