Steven Lally

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • L&W Financial Services Limited (no longer approved here)

    FRN 431355

    • SMF3 Executive Director (9 Dec 2019 to 20 Feb 2020)
    • CF1 Director (12 Jul 2005 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (5 Jun 2003 to 11 Aug 2005)
    • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 5 Jun 2003)
    • CF4 Partner (AR) (29 Nov 2002 to 11 Aug 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (5 Jun 2003 to 11 Aug 2005)
    • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 5 Jun 2003)
    • CF4 Partner (AR) (29 Nov 2002 to 11 Aug 2005)
  • L & W Financial Services (no longer approved here)

    FRN 220827

    • Employed By (29 Nov 2002 to 11 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.