Steven Charles Henderson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AWS Financial Solutions Limited

    FRN 763894

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Apr 2017)
    • Responsible for Insurance Mediation (3 Apr 2017 to 30 Sep 2018)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
  • WEALTH OF ADVICE LIMITED (no longer approved here)

    FRN 563909

    • CF1 Director (AR) (9 Jan 2014 to 29 Mar 2017)
  • AWS Financial Solutions Ltd (no longer approved here)

    FRN 602341

    • Employed By (9 Jan 2014 to 29 Mar 2017)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (2 Apr 2003 to 31 Oct 2004)
    • CF7 Sole Trader (AR) (23 Dec 2002 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 2 Apr 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (2 Apr 2003 to 17 Jul 2007)
    • CF7 Sole Trader (AR) (23 Dec 2002 to 14 Nov 2005)
    • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 2 Apr 2003)
  • AWS Associates (no longer approved here)

    FRN 221370

    • Employed By (23 Dec 2002 to 15 Nov 2010)
  • Roseberry Financial Solutions Ltd (no longer approved here)

    FRN 216201

    • (11)Employed By (1 Dec 2001 to 20 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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