WEALTH OF ADVICE LIMITED

• Principal Place of Business

  Wealth Of Advice Ltd

  Swale House Unit 3

  Mandale Park

  Belmont Industrial Estate

  Durham

  County Durham

  DH1 1TH

  UNITED KINGDOM

  Phone

  +441913841008

  Web

  https://www.wealthofadvice.co.uk

• Complaints Contact

  Wealth Of Advice Ltd

  Swale House Unit 3

  Mandale Park

  Belmont Industrial Estate

  Durham

  County Durham

  DH1 1TH

  UNITED KINGDOM

  Phone

  +441913841008

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aimee Louise Watson

  IRN ALW01089

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
• Christopher Richard Breward

  IRN CRB01110

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Apr 2017)
  • CF1 Director (AR) (26 Sep 2012 to 30 Nov 2023)
  • CF10 Compliance Oversight (8 Mar 2012 to 8 Dec 2019)
  • CF1 Director (8 Mar 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Mar 2012 to 8 Dec 2019)
  • CF30 Customer (8 Mar 2012 to 30 Nov 2023)
  • Responsible for Insurance Mediation (8 Mar 2012 to 30 Sep 2018)
• Gary Stoker

  IRN GXS02017

  • CF1 Director (AR) (28 May 2013 to 24 Jul 2020)
• Jodene Breward

  IRN JXD01812

  • CF30 Customer (1 Aug 2012 to 12 Sep 2018)
• Jordan Linfoot

  IRN JXL01032

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 2 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 2 Apr 2026)
• Joseph Phillips

  IRN JXP00832

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2024)
• Matthew Alexander Pentti Sinclair

  IRN MXS90874

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • SMF3 Executive Director (since 8 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
  • [FCA CF] Client dealing (since 1 Aug 2020)
• Michael Allan Weedon

  IRN MAW01310

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
• Neil Mullen

  IRN NXM01722

  • CF1 Director (AR) (28 May 2013 to 24 Jul 2020)
• Stephen Green

  IRN SXG01916

  • CF1 Director (AR) (18 Jun 2013 to 24 Jul 2020)

• AWS Financial Solutions Ltd (no longer appointed)

  FRN 602341 · Appointed 10 Jun 2013 · Until 31 Mar 2017

• Mullen Stoker Wealth Management Ltd (no longer appointed)

  FRN 587642 · Appointed 6 Sep 2012 · Until 30 Jul 2020

No changes recorded yet.