Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 18 Sep 2023)
- CF30 Customer (since 15 Sep 2023)
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Quilter Financial Advisers Ltd
FRN 452529
- (304)Employed By (since 15 Sep 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
- CF30 Customer (20 Sep 2018 to 8 Dec 2019)
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- CF4 Partner (AR) (28 Feb 2011 to 30 Apr 2014)
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- (1)Employed By (28 Feb 2011 to 30 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Life Cover For All Limited Liability Partnership
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controlled function added: (1)Employed By at Life Cover For All Limited Liability Partnership