Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 18 Sep 2023)
    • CF30 Customer (since 15 Sep 2023)
    • (304)Employed By (since 15 Sep 2023)
  • WEALTH OF ADVICE LIMITED (no longer approved here)

    FRN 563909

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2023)
    • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
  • Access Wealth Management (no longer approved here)

    FRN 150188

    • CF4 Partner (AR) (28 Feb 2011 to 30 Apr 2014)
  • Life Cover For All Limited Liability Partnership (no longer approved here)

    FRN 540652

    • (1)Employed By (28 Feb 2011 to 30 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Life Cover For All Limited Liability Partnership

  2. controlled function added: (1)Employed By at Life Cover For All Limited Liability Partnership