Access Wealth Management

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Beacon
    Beaufront Park
    Anick Road
    Hexham
    Northumberland
    NE46 4TU
    UNITED KINGDOM
    Phone
    +4401661853838
    Web
    https://accesswm.co.uk

  • Complaints Contact

    The Beacon
    Beaufront Park
    Anick Road
    Hexham
    Northumberland
    NE46 4TU
    UNITED KINGDOM
    Phone
    +441661853838

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Norman

    IRN AXN01305

    • CF1 Director (AR) (8 Jun 2010 to 23 Sep 2010)
  • Brian Edward Keates

    IRN BEK01003

    • CF30 Customer (13 Jul 2015 to 13 Aug 2015)
  • Christine Amanda Clancy

    IRN CAC00008

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (AR) (since 28 Feb 2011)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • Del Lee Walker

    IRN DLD00011

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (3 May 2018 to 8 Dec 2019)
  • Francis Klonowski

    IRN FXK00001

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 20 Aug 2012)
  • Gary Hughes

    IRN GXH01914

    • Responsibility for MCD Intermediation (5 Jun 2018 to 20 Dec 2018)
    • CF4 Partner (5 Jun 2018 to 20 Dec 2018)
  • Ian Weightman

    IRN IXW01199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Nov 2022)
    • CF30 Customer (5 Dec 2013 to 9 Nov 2022)
  • James Anthony Clancy

    IRN JAC00022

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (AR) (since 8 Jul 2015)
    • CF30 Customer (since 1 Nov 2007)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • Michael Allan Weedon

    IRN MAW01310

    • CF4 Partner (AR) (28 Feb 2011 to 30 Apr 2014)
  • Rohan Callistus Moonesinghe

    IRN RCM00006

    • CF1 Director (AR) (8 Jun 2010 to 23 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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