Del Lee Walker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DOMINION FINANCIAL MANAGEMENT LIMITED

    FRN 763604

    • SMF16 Compliance Oversight (since 22 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jun 2021)
  • Access Wealth Management

    FRN 150188

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 May 2018 to 8 Dec 2019)
  • Anderson Maine Limited (no longer approved here)

    FRN 805834

    • Employed By (3 May 2018 to 19 Dec 2018)
  • Misys Pensions Solutions (no longer approved here)

    FRN 217454

    • (7)Employed By (1 Dec 2001 to 22 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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