Elevate Portfolio Services Limited

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FRN: 144849
Date authorised: 1 April 2013
Companies House: 01128611
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Broadway Park

South Gyle Broadway

Edinburgh

Midlothian

EH12 9JQ

UNITED KINGDOM

Phone

+441313727298

Web

https://www.aberdeenadviser.com
Complaints Contact

Elevate

PO Box 6877

Basingstoke

RG24 4RT

UNITED KINGDOM

Phone

+443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Trades With You Directly

For Retail (Investment), Personal pension scheme
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Peter David Stokes
IRN PDS00032
- CF22 Investment Adviser (Trainee) (21 Jul 2003 to 19 Jul 2004)
Peter Edward Holman
IRN PEH01056
- CF22 Investment Adviser (Trainee) (14 Jul 2003 to 3 Jun 2005)
Peter Francis Finnegan
IRN PFF00001
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Peter Francis Mulrone
IRN PFM00008
- CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2004)
- CF4 Partner (AR) (7 May 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (7 May 2003 to 26 Nov 2003)
Peter Frank Hazell
IRN PFH01042
- CF2 Non Executive Director (13 May 2013 to 31 Oct 2016)
Peter French
IRN PXF00021
- CF21 Investment Adviser (14 Jan 2004 to 3 Jun 2004)
Peter Graham White
IRN PGW00006
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Nov 2004)
Peter Hunter McCormick
IRN PHM00012
- CF1 Director (AR) (18 May 2004 to 31 Oct 2004)
- CF21 Investment Adviser (7 May 2002 to 31 Oct 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 12 May 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 May 2002)
Peter James Gulley
IRN PJG00076
- CF21 Investment Adviser (29 Jan 2002 to 15 May 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)
Peter James Staple
IRN PJS01290
- CF22 Investment Adviser (Trainee) (21 Oct 2003 to 18 Sep 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

M Byrne Insurance (no longer appointed)
FRN 401409 · Appointed 15 Jun 2004 · Until 31 Oct 2004
Case (UK) Corporation Ltd (no longer appointed)
FRN 401336 · Appointed 10 Jun 2004 · Until 31 Oct 2004
Parklane Mortgage & Financial Exchange (no longer appointed)
FRN 401208 · Appointed 3 Jun 2004 · Until 31 Oct 2004
Alan Bell Mortgages Ltd (no longer appointed)
FRN 401092 · Appointed 26 May 2004 · Until 31 Oct 2004
J.J. Collins Financial Services (no longer appointed)
FRN 401071 · Appointed 25 May 2004 · Until 31 Oct 2004
Tony Walker Financial Planning Services (no longer appointed)
FRN 401070 · Appointed 25 May 2004 · Until 31 Oct 2004
Martin Currington Estate Agents (no longer appointed)
FRN 401003 · Appointed 20 May 2004 · Until 31 Oct 2004
Donohue Financial Planning Limited (no longer appointed)
FRN 231998 · Appointed 2 Mar 2004 · Until 31 Oct 2004
Elliots Financial Services (no longer appointed)
FRN 231916 · Appointed 27 Feb 2004 · Until 31 Oct 2004
Axa Sun Life Direct Ltd (no longer appointed)
FRN 151628 · Appointed 25 Feb 2004 · Until 31 Oct 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.