Peter James Staple

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Straight Talk Financial Planning Ltd

    FRN 463676

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (18 Aug 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 10 Sep 2012)
    • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 May 2002 to 27 May 2003)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 18 Sep 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 18 Sep 2004)
  • John S Pidgeon & Associates Ltd (no longer approved here)

    FRN 228563

    • Employed By (21 Oct 2003 to 18 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.