Straight Talk Financial Planning Ltd

• Principal Place of Business

  Unit 10, Chevron Business Park

  Lime Kiln Lane

  Holbury

  Southampton

  Hampshire

  SO45 2QL

  UNITED KINGDOM

  Phone

  +4402380243665

  Web

  https://www.straighttalkfinancial.co.uk

• Complaints Contact

  Unit 10 Chevron Business Park

  Lime Kiln Lane

  Holbury

  Southampton

  Hampshire

  SO45 2QL

  UNITED KINGDOM

  Phone

  +4402380243665

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Dawes

  IRN AXD00493

  • [FCA CF] Client dealing (15 Nov 2021 to 28 Mar 2024)
  • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 28 Mar 2024)
• Carmen Stewart

  IRN CXS01674

  • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2022)
  • CF1 Director (22 Mar 2007 to 8 Dec 2019)
• Caroline Rupik

  IRN CXR00369

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jun 2024)
  • SMF16 Compliance Oversight (since 18 Jun 2024)
  • SMF3 Executive Director (since 4 Oct 2022)
  • Responsible for Insurance Distribution (since 4 Oct 2022)
• David McGurn Stewart

  IRN DMS00071

  • [FCA CF] Functions requiring qualifications (16 Dec 2019 to 19 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Mar 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 19 Mar 2022)
  • Responsibility for MCD Intermediation (10 Oct 2016 to 27 Jun 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (22 Mar 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Mar 2007 to 8 Dec 2019)
  • CF1 Director (22 Mar 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (22 Mar 2007 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (22 Mar 2007 to 31 Mar 2009)
• George Anthony Hayden Rashbrook

  IRN GAR01070

  • [FCA CF] Functions requiring qualifications (28 Apr 2020 to 4 Mar 2021)
• Jane Woodman

  IRN JXW00761

  • SMF16 Compliance Oversight (14 Oct 2022 to 3 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2022 to 3 Nov 2023)
• Martin Hughes

  IRN MXH03173

  • CF30 Customer (20 Sep 2017 to 10 Apr 2019)
• Oliver Paul

  IRN OXP00031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2021)
  • [FCA CF] Client dealing (since 15 Nov 2021)
• Paul Andrew Green

  IRN PXG00272

  • [FCA CF] Functions requiring qualifications (7 Mar 2022 to 4 Sep 2023)
• Peter James Staple

  IRN PJS01290

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jun 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)

No changes recorded yet.