Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sterling & Law Group Plc
FRN 216784
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 5 May 2021)
- [FCA CF] Client dealing (since 5 May 2021)
-
- [FCA CF] Functions requiring qualifications (28 Apr 2020 to 4 Mar 2021)
-
- CF30 Customer (22 Dec 2010 to 31 Dec 2012)
-
- (25)Employed By (2 Jun 2010 to 28 Jan 2011)
-
- CF30 Customer (8 Dec 2008 to 28 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Financial Planning For Professionals Limited
-
controlled function added: (25)Employed By at Financial Planning For Professionals Limited