Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 May 2021)
    • [FCA CF] Client dealing (since 5 May 2021)
  • Straight Talk Financial Planning Ltd (no longer approved here)

    FRN 463676

    • [FCA CF] Functions requiring qualifications (28 Apr 2020 to 4 Mar 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (22 Dec 2010 to 31 Dec 2012)
  • Financial Planning For Professionals Limited (no longer approved here)

    FRN 523366

    • (25)Employed By (2 Jun 2010 to 28 Jan 2011)
  • Milsted Langdon Financial Services Limited (no longer approved here)

    FRN 126457

    • CF30 Customer (8 Dec 2008 to 28 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Financial Planning For Professionals Limited

  2. controlled function added: (25)Employed By at Financial Planning For Professionals Limited