David McGurn Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Straight Talk Financial Planning Ltd (no longer approved here)

    FRN 463676

    • [FCA CF] Functions requiring qualifications (16 Dec 2019 to 19 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Mar 2022)
    • Responsibility for MCD Intermediation (10 Oct 2016 to 27 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (22 Mar 2007 to 30 Sep 2018)
    • CF1 Director (22 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Mar 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Mar 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.