Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 8 Jun 2011)
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Fermanagh Tyrone Financial Services Limited
FRN 224658
- Employed By (since 6 Jun 2012)
- Employed By (7 May 2003 to 21 May 2012)
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Peter Mulrone Financial Planning Ltd
FRN 552150
- (1)Employed By (since 8 Jun 2011)
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- CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2004)
- CF4 Partner (AR) (7 May 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (7 May 2003 to 26 Nov 2003)
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- CF21 Investment Adviser (26 Nov 2003 to 18 Jul 2007)
- CF22 Investment Adviser (Trainee) (7 May 2003 to 26 Nov 2003)
- CF4 Partner (AR) (7 May 2003 to 18 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.