Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Jun 2011)
    • Employed By (since 6 Jun 2012)
    • Employed By (7 May 2003 to 21 May 2012)
    • (1)Employed By (since 8 Jun 2011)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2004)
    • CF4 Partner (AR) (7 May 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (7 May 2003 to 26 Nov 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (26 Nov 2003 to 18 Jul 2007)
    • CF22 Investment Adviser (Trainee) (7 May 2003 to 26 Nov 2003)
    • CF4 Partner (AR) (7 May 2003 to 18 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.