Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (20 Apr 2011 to 31 Dec 2012)
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- CF30 Customer (5 May 2009 to 24 Jun 2011)
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- CF30 Customer (1 Nov 2007 to 7 May 2009)
- CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (8 Feb 2005 to 31 Jan 2007)
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- Employed By (15 Nov 2004 to 31 Dec 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Nov 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.