Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (6 Dec 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (4 Dec 2003 to 6 Dec 2004)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.