Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Anthony Cooper

  IRN RAC00005

  • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
• Richard Anthony Cornwell

  IRN RAC00046

  • CF21 Investment Adviser (21 Aug 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 21 Aug 2003)
  • CF7 Sole Trader (AR) (23 Dec 2002 to 31 Oct 2004)
• Richard Anthony Judd

  IRN RAJ00003

  • CF1 Director (AR) (1 Dec 2001 to 25 Aug 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 25 Aug 2002)
• Richard Barnes

  IRN RXB00178

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Richard Barrett

  IRN RXB00136

  • CF21 Investment Adviser (21 Oct 2003 to 27 Aug 2004)
  • CF22 Investment Adviser (Trainee) (10 Apr 2003 to 21 Oct 2003)
• Richard Behan

  IRN RPB00004

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Oct 2004)
• Richard Brocklehurst

  IRN RFB01046

  • CF21 Investment Adviser (5 Nov 2003 to 27 May 2005)
  • CF22 Investment Adviser (Trainee) (22 Feb 2002 to 5 Nov 2003)
• Richard David Grey

  IRN RDG00019

  • CF21 Investment Adviser (18 Dec 2002 to 31 Oct 2004)
  • CF7 Sole Trader (AR) (13 Feb 2002 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 18 Dec 2002)
• Richard David Houghton

  IRN RDH01024

  • CF2 Non Executive Director (27 Feb 2017 to 3 Sep 2018)
• Richard Ernest Bellamy

  IRN REB00021

  • CF21 Investment Adviser (11 May 2005 to 26 Sep 2005)
  • CF22 Investment Adviser (Trainee) (26 Jan 2004 to 11 May 2005)
  • CF1 Director (AR) (26 Jan 2004 to 31 Oct 2004)

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No changes recorded yet.