Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 31 Oct 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2023)
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- CF30 Customer (29 Nov 2017 to 14 Dec 2018)
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- CF1 Director (AR) (6 Aug 2008 to 24 Feb 2009)
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- Employed By (6 Aug 2008 to 24 Feb 2009)
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- CF30 Customer (13 May 2008 to 16 Sep 2012)
- CF21 Investment Adviser (8 Feb 2007 to 17 Oct 2007)
- CF4 Partner (AR) (20 Jul 2006 to 16 Sep 2012)
- CF22 Investment Adviser (Trainee) (11 May 2006 to 8 Feb 2007)
- CF7 Sole Trader (AR) (11 May 2006 to 20 Jul 2006)
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- CF4 Partner (AR) (21 Jul 2006 to 16 Sep 2012)
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- Employed By (3 Oct 2002 to 22 May 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2002)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 25 Aug 2002)
- CF1 Director (AR) (1 Dec 2001 to 25 Aug 2002)
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- CF1 Director (AR) (1 Dec 2001 to 25 Aug 2002)
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- Employed By (1 Dec 2001 to 25 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.