Richard Barrett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (10 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2004 to 10 Aug 2004)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (1 Nov 2007 to 14 Apr 2009)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (21 Oct 2003 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (10 Apr 2003 to 21 Oct 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (21 Oct 2003 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (10 Apr 2003 to 21 Oct 2003)
  • Jeffries Financial Services (no longer approved here)

    FRN 207601

    • Employed By (9 Aug 2002 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.