Richard David Grey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lyons Financial Management 2026 Ltd

    FRN 1052228

    • Employed By (since 23 Mar 2026)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Dec 2012)
    • CF30 Customer (since 13 Dec 2012)
  • Lyons Financial Management 2001 Limited (no longer approved here)

    FRN 999129

    • (5)Employed By (17 Jul 2023 to 2 Apr 2026)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (19 Nov 2009 to 31 Dec 2012)
    • CF1 Director (AR) (11 Sep 2006 to 31 Dec 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (13 Jun 2007 to 15 Jul 2007)
    • CF21 Investment Adviser (18 Dec 2002 to 15 Jul 2007)
    • CF7 Sole Trader (AR) (15 Jul 2002 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 18 Dec 2002)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Dec 2002 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 18 Dec 2002)
    • CF7 Sole Trader (AR) (13 Feb 2002 to 31 Oct 2004)
  • Lyons Financial Management Ltd (no longer approved here)

    FRN 210757

    • Employed By (13 Feb 2002 to 13 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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