Elevate Portfolio Services Limited

Watch for changes

FRN: 144849
Date authorised: 1 April 2013
Companies House: 01128611
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Broadway Park

South Gyle Broadway

Edinburgh

Midlothian

EH12 9JQ

UNITED KINGDOM

Phone

+441313727298

Web

https://www.aberdeenadviser.com
Complaints Contact

Elevate

PO Box 6877

Basingstoke

RG24 4RT

UNITED KINGDOM

Phone

+443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Trades With You Directly

For Retail (Investment), Personal pension scheme
Show 3 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard Faulkner
IRN RJF00014
- CF1 Director (AR) (2 Jul 2003 to 31 Oct 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jul 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Richard Fred Dixon
IRN RFD00006
- CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (28 Oct 2002 to 15 Aug 2003)
- CF1 Director (AR) (28 Oct 2002 to 31 Oct 2004)
Richard Fuller
IRN RLF00006
- CF21 Investment Adviser (30 Jun 2004 to 10 Mar 2005)
- CF22 Investment Adviser (Trainee) (20 Oct 2003 to 30 Jun 2004)
- CF1 Director (AR) (20 Oct 2003 to 10 Mar 2005)
Richard Gerard Caldwell
IRN RGC00019
- CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (8 May 2003 to 1 Dec 2003)
Richard Gilles Evans
IRN RGE01024
- CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (7 Mar 2003 to 20 Jan 2004)
Richard Hanlon
IRN RXH00213
- CF21 Investment Adviser (15 Jun 2004 to 7 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Mar 2004 to 15 Jun 2004)
Richard James Wakem
IRN RJW00007
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Richard John Clayton
IRN RJC00068
- CF21 Investment Adviser (12 Nov 2003 to 15 Aug 2005)
- CF1 Director (AR) (6 May 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 12 Nov 2003)
Richard John Hill
IRN RJH00081
- CF1 Director (AR) (31 Oct 2003 to 24 Feb 2005)
Richard John Norbury
IRN RJN00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Sep 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

A .G. Mortgage Services (no longer appointed)
FRN 409780 · Appointed 20 Oct 2004 · Until 31 Oct 2004
Plan & Prosper Financial Services (no longer appointed)
FRN 409183 · Appointed 11 Oct 2004 · Until 31 Oct 2004
Marshall McDowell Ltd (no longer appointed)
FRN 403142 · Appointed 28 Sep 2004 · Until 31 Oct 2004
Zenith Mortgages Ltd (no longer appointed)
FRN 401385 · Appointed 28 Sep 2004 · Until 31 Oct 2004
Tom Atkins (no longer appointed)
FRN 403724 · Appointed 8 Sep 2004 · Until 31 Oct 2004
Campbell Martin Ltd (no longer appointed)
FRN 402675 · Appointed 9 Aug 2004 · Until 3 Sep 2005
Face 2 Face Financial Solutions Ltd (no longer appointed)
FRN 402343 · Appointed 22 Jul 2004 · Until 31 Oct 2004
Assured Financial Solutions UK Ltd (no longer appointed)
FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005
Compass Financial Planning Limited (no longer appointed)
FRN 401672 · Appointed 29 Jun 2004 · Until 31 Oct 2004
Malcolm James & Partners Estate Agents (no longer appointed)
FRN 201462 · Appointed 21 Jun 2004 · Until 31 Oct 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.