Richard Fred Dixon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Birmingham Midshires Financial Services Limited (no longer approved here)
FRN 169484
- Employed By (11 Aug 2005 to 8 May 2006)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2004)
- CF1 Director (AR) (28 Oct 2002 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (28 Oct 2002 to 15 Aug 2003)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (15 Aug 2003 to 6 Aug 2007)
- CF22 Investment Adviser (Trainee) (28 Oct 2002 to 15 Aug 2003)
- CF1 Director (AR) (28 Oct 2002 to 6 Aug 2007)
Elite Financial Advice Ltd (no longer approved here)
FRN 219846
- Employed By (28 Oct 2002 to 7 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.