This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Compass Financial Planning Limited

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FRN: 401672
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Suite 2

Westside Centre

London Road

Stanway

Colchester

Essex

CO3 5PB

UNITED KINGDOM

Phone

+4408707500955

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher Paul Winnett
IRN CPW00004
- Employed By (8 Jul 2004 to 25 Mar 2006)
James Ian Philip Carroll
IRN JIC01024
- Employed By (22 Jul 2004 to 14 Feb 2005)
Nigel Fergus Whitten
IRN NFW00002
- Employed By (7 Jul 2004 to 1 Mar 2005)
Richard Adrian Bourne
IRN RAB01326
- Employed By (28 Oct 2005 to 25 Mar 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.