Richard Faulkner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (28 Feb 2019 to 13 May 2025)
    • CF30 Customer (11 Aug 2015 to 16 May 2017)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Integrated Business Analysis Limited (no longer approved here)

    FRN 151544

    • Employed By (11 Aug 2015 to 24 Aug 2016)
  • ATM Financial LLP (no longer approved here)

    FRN 449957

    • Employed By (10 Apr 2006 to 13 May 2025)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (2 Jul 2003 to 31 Oct 2004)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (2 Jul 2003 to 2 Apr 2006)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
  • Nationwide Financial Advisors Ltd (no longer approved here)

    FRN 200814

    • Employed By (1 Dec 2001 to 13 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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