Richard John Norbury

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (10 May 2005 to 3 Mar 2007)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (17 Nov 2004 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (2 Jan 2003 to 17 Nov 2004)
Blue Arrow Financial Services Ltd (no longer approved here)
FRN 220082
- Employed By (2 Jan 2003 to 31 Dec 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (17 Sep 2002 to 17 Sep 2002)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Sep 2002)
Birmingham Midshires Financial Services Limited (no longer approved here)
FRN 169484
- Employed By (1 Dec 2001 to 17 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.