Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael John Griggs

  IRN MJG00009

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
• Michael John Kellard

  IRN MJK00031

  • CF3 Chief Executive (7 Apr 2011 to 31 Oct 2016)
  • CF1 Director (17 Apr 2007 to 31 Oct 2016)
• Michael John Kipping

  IRN MJK00029

  • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2003)
• Michael John Mullins

  IRN MJM00112

  • CF21 Investment Adviser (9 Jun 2003 to 19 Jun 2005)
  • CF1 Director (AR) (31 Jan 2003 to 19 Jun 2005)
  • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 9 Jun 2003)
• Michael John Orr

  IRN MJO00011

  • CF21 Investment Adviser (24 Sep 2003 to 17 Dec 2003)
  • CF22 Investment Adviser (Trainee) (8 Aug 2002 to 24 Sep 2003)
• Michael John Roberts

  IRN MJR00057

  • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
• Michael John Smith

  IRN MJS00173

  • CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2005)
• Michael John Whatley

  IRN MJW00027

  • CF21 Investment Adviser (15 Feb 2002 to 31 Oct 2004)
• Michael Jonathan Barton

  IRN MJB00018

  • CF4 Partner (AR) (18 Jul 2003 to 31 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Michael Jonathan Doy

  IRN MJD00037

  • CF22 Investment Adviser (Trainee) (22 Dec 2003 to 30 Jul 2004)

• Mackay, Buchanan & Associates (no longer appointed)

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• Albrighton Wealth Management Limited (no longer appointed)

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• Millenium Financial Group Ltd (no longer appointed)

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• Pioneers Financial Solutions Ltd (no longer appointed)

  FRN 222726 · Appointed 10 Feb 2003 · Until 31 Oct 2004

• Aspire Financial Solutions Ltd (no longer appointed)

  FRN 222680 · Appointed 7 Feb 2003 · Until 3 Aug 2004

• Henley Properties (no longer appointed)

  FRN 222528 · Appointed 4 Feb 2003 · Until 1 Oct 2004

• Dale Greenwood (no longer appointed)

  FRN 222397 · Appointed 29 Jan 2003 · Until 31 Oct 2004

• Hammond Financial Associates Ltd (no longer appointed)

  FRN 222292 · Appointed 27 Jan 2003 · Until 7 Oct 2003

• Blue'print Financial Solutions Ltd (no longer appointed)

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• Eckersley White Independent Estate Agent (no longer appointed)

  FRN 222073 · Appointed 16 Jan 2003 · Until 31 Oct 2004

No changes recorded yet.