Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (4)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
- (3)[FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
- (2)CF30 Customer (1 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (10 Jul 2013 to 17 Dec 2013)
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- CF30 Customer (29 Nov 2011 to 17 May 2013)
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- CF30 Customer (12 Jan 2010 to 29 Oct 2011)
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- (3)Employed By (28 May 2002 to 7 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
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- Employed By (1 Dec 2001 to 12 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)CF30 Customer at SPECTRUM FINANCIAL SOLUTIONS LIMITED
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controlled function added: (3)[FCA CF] Client dealing at SPECTRUM FINANCIAL SOLUTIONS LIMITED
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controlled function added: (4)[FCA CF] Functions requiring qualifications at SPECTRUM FINANCIAL SOLUTIONS LIMITED