Michael John Mullins

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elmham Financial Limited

    FRN 655999

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (1 Apr 2015 to 30 Sep 2018)
    • CF1 Director (1 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 4 Aug 2010)
    • CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jan 2006 to 10 May 2007)
  • Blue-Print Financial Solutions (no longer approved here)

    FRN 446466

    • Employed By (5 Jan 2006 to 4 Aug 2010)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (9 Jun 2003 to 19 Jun 2005)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 9 Jun 2003)
    • CF1 Director (AR) (31 Jan 2003 to 19 Jun 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (9 Jun 2003 to 19 Jun 2005)
    • CF1 Director (AR) (31 Jan 2003 to 19 Jun 2005)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 9 Jun 2003)
  • Blue'print Financial Solutions Ltd (no longer approved here)

    FRN 222283

    • Employed By (31 Jan 2003 to 19 Jun 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.