Eiger Securities LLP

Date authorised
1 April 2013
Companies House
OC305711
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480

  • Complaints Contact

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Robert Brooks

    IRN DRB01098

    • CF4 Partner (AR) (5 Jul 2007 to 28 Apr 2008)
  • David Laurence Evans

    IRN DLE01010

    • CF30 Customer (15 Sep 2008 to 9 Nov 2009)
    • CF4 Partner (15 Sep 2008 to 9 Nov 2009)
  • Francis Daniel Shallow

    IRN FDS01005

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF4 Partner (10 Oct 2007 to 8 Feb 2008)
    • CF26 Customer Trading (10 Oct 2007 to 31 Oct 2007)
  • Francis Shayan

    IRN FXS01062

    • CF4 Partner (AR) (21 Nov 2005 to 31 Oct 2013)
  • Frederick Magnus Fladmark

    IRN FMF01018

    • CF4 Partner (AR) (31 Jan 2008 to 6 Oct 2008)
  • Gavin Clark

    IRN GXC01207

    • CF30 Customer (10 Mar 2009 to 27 Nov 2009)
  • Gullaume Nicolas Patrick Fabre

    IRN GNF01014

    • CF30 Customer (26 Feb 2009 to 3 Nov 2009)
  • Helen Thomas

    IRN HXT01201

    • CF4 Partner (3 Feb 2015 to 5 Oct 2017)
    • CF10a CASS Oversight function (18 Sep 2013 to 5 Oct 2017)
  • Ian Stuart McCann

    IRN ISM01031

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF26 Customer Trading (10 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (10 Oct 2007 to 8 Feb 2008)
  • Jane Ashton

    IRN JXA01523

    • CF4 Partner (8 Apr 2008 to 28 Sep 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.