Gavin Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 1 Oct 2022)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (31 Mar 2020 to 31 Jul 2024)
Eiger Securities LLP (no longer approved here)
FRN 228827
- CF30 Customer (10 Mar 2009 to 27 Nov 2009)
Global Credit Securities LLP (no longer approved here)
FRN 440047
- (9)Employed By (10 Mar 2009 to 27 Nov 2009)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Nov 2007 to 13 Jan 2009)
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.