Francis Daniel Shallow

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (5 May 2009 to 31 Jan 2011)
  • Eiger Securities LLP (no longer approved here)

    FRN 228827

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF26 Customer Trading (10 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (10 Oct 2007 to 8 Feb 2008)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.