Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Apr 2024 to 12 May 2025)
-
- [FCA CF] Client dealing (1 Aug 2023 to 29 Mar 2024)
- [FCA CF] Material risk taker (5 Jun 2020 to 31 Jul 2023)
-
- CF30 Customer (27 Feb 2017 to 15 Mar 2018)
-
- CF30 Customer (5 Jul 2013 to 31 Jan 2014)
-
- CF30 Customer (1 Nov 2007 to 8 Feb 2008)
- CF4 Partner (10 Oct 2007 to 8 Feb 2008)
- CF26 Customer Trading (10 Oct 2007 to 31 Oct 2007)
-
- CF26 Customer Trading (1 Dec 2001 to 15 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.