Date authorised
1 April 2013
Companies House
OC305711
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480
  • Complaints Contact

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jane Ashton

    IRN JXA01523

    • CF4 Partner (8 Apr 2008 to 28 Sep 2009)
  • John Agostino Domenico Silva

    IRN JXS01598

    • CF4 Partner (28 Jun 2004 to 16 Jan 2006)
    • CF26 Customer Trading (16 Mar 2004 to 16 Jan 2006)
  • Joseph Asa Bailey

    IRN JXB02476

    • CF30 Customer (30 Oct 2008 to 1 Jun 2009)
    • CF4 Partner (30 Oct 2008 to 1 Jun 2009)
  • Julian Bartlett

    IRN JXB02311

    • CF30 Customer (27 Feb 2008 to 28 Sep 2009)
    • CF4 Partner (27 Feb 2008 to 28 Sep 2009)
    • CF4 Partner (AR) (14 Dec 2006 to 15 Feb 2008)
  • Kerry Aneve Dagher

    IRN KXD01247

    • CF30 Customer (31 Mar 2008 to 1 Jun 2009)
    • CF4 Partner (31 Mar 2008 to 1 Jun 2009)
  • Kola Abudu

    IRN KXA01283

    • CF30 Customer (1 Nov 2007 to 27 Jan 2009)
    • CF4 Partner (10 Aug 2007 to 27 Jan 2009)
    • CF26 Customer Trading (10 Aug 2007 to 31 Oct 2007)
  • Lisa Howes

    IRN LXS01375

    • CF4 Partner (14 Aug 2007 to 8 Sep 2009)
  • Massimo Plaino

    IRN MXP02294

    • CF30 Customer (24 Feb 2015 to 21 Feb 2017)
  • Maxwell Underhill

    IRN MXU01047

    • CF30 Customer (10 Mar 2009 to 25 Aug 2009)
  • Melanie Kathleen Lesley Slade

    IRN MKS01046

    • CF30 Customer (2 May 2008 to 2 Mar 2009)
    • CF4 Partner (2 May 2008 to 2 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.