Eiger Securities LLP

Date authorised
1 April 2013
Companies House
OC305711
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480

  • Complaints Contact

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Campbell

    IRN MXC02020

    • CF4 Partner (AR) (2 Mar 2007 to 20 Oct 2009)
  • Peter Derek Tissier

    IRN PDT01030

    • CF30 Customer (26 Jun 2008 to 16 Sep 2008)
    • CF4 Partner (26 Jun 2008 to 16 Sep 2008)
  • Peter Richard Ashton

    IRN PRA01070

    • CF30 Customer (16 May 2017 to 8 Dec 2019)
  • Richard Adam Vanlint

    IRN RAV01010

    • CF30 Customer (13 Mar 2009 to 15 Sep 2009)
  • Richard Mark Paul Ashton

    IRN RMA01060

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 27 Nov 2009)
    • CF4 Partner (2 Mar 2004 to 8 Dec 2019)
    • CF3 Chief Executive (2 Mar 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Mar 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Mar 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Mar 2004 to 8 Dec 2019)
    • CF26 Customer Trading (2 Mar 2004 to 31 Oct 2007)
  • Richard Nelson

    IRN RJN01033

    • CF30 Customer (10 Mar 2009 to 20 Oct 2009)
  • Robert John Henry Barnes

    IRN RJB01435

    • CF30 Customer (1 Nov 2007 to 28 Sep 2009)
    • CF4 Partner (11 Apr 2007 to 28 Sep 2009)
    • CF26 Customer Trading (10 Jan 2007 to 31 Oct 2007)
  • Roberto Racanelli

    IRN RXR01404

    • CF4 Partner (24 Dec 2008 to 5 Mar 2009)
    • CF30 Customer (24 Dec 2008 to 5 Mar 2009)
  • Samuel James Garnett

    IRN SJG01285

    • CF30 Customer (9 Oct 2013 to 2 Sep 2014)
  • Sara Sanjuan

    IRN SXS02423

    • CF30 Customer (20 May 2009 to 28 Aug 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.