Date authorised
1 April 2013
Companies House
OC305711
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480
  • Complaints Contact

    C/O Global Credit Securities LLP
    Suite 213
    Token House
    11-12 Tokenhouse Yard
    London
    EC2R 7AS
    UNITED KINGDOM
    Phone
    +447810841480

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon James Franc

    IRN SJF01226

    • CF30 Customer (10 Apr 2014 to 14 May 2014)
  • Stuart Walton

    IRN SJW01378

    • CF4 Partner (16 Jun 2008 to 25 Aug 2009)
    • CF30 Customer (16 Jun 2008 to 25 Aug 2009)
    • CF4 Partner (AR) (16 Aug 2006 to 9 Jun 2008)
  • Suneil Douglas Pal

    IRN SDP01092

    • CF30 Customer (30 Dec 2008 to 27 Jan 2009)
    • CF4 Partner (30 Dec 2008 to 27 Jan 2009)
    • CF26 Customer Trading (15 Dec 2006 to 31 Oct 2007)
  • Tanya Vinnikova

    IRN TXV01058

    • CF30 Customer (20 Apr 2009 to 3 Aug 2009)
  • Thomas Andrew Stephens

    IRN TAS01068

    • CF26 Customer Trading (30 Sep 2005 to 7 Jun 2006)
    • CF4 Partner (30 Sep 2005 to 5 Jun 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.